Despite a decrease in exposure, the average settlement reached in a securities fraud case in the second half of the year was ...

SEC POS AM filings are crucial for updating a company's prospectus. Understand their role in maintaining compliance with SEC ...

Artificial intelligence-related filings on pace to far exceed 2024 total. The number of securities class action filings in the first half of 2025 remained steady in comparison to the second half of ...

As public reporting companies gear up for their 2025 SEC annual reports and proxy statements, most of the SEC’s recent disclosure rules are already in place. But a few new requirements and first-time ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The regulator is seeking comment on filings covering crypto staking, options and altcoin ETFs, among others. The US Securities and Exchange Commission has acknowledged some half a dozen exchange ...

A sharp rise in artificial intelligence-related disclosures on Form 10-K filings, combined with an increase in AI regulation, ...

Bloomberg ETF analyst James Seyffart thinks the SEC is more likely to first approve a Litecoin ETF amid the raft of crypto funding filings the agency is currently considering. The US Securities and ...

Increasing filings and growing underwriter demand create fresh opportunities and challenges for companies preparing to go ...

There are no SEC filings that match your filter(s), please update your selections to return more records. Nasdaq provides company’s SEC filings, which are financial statements and reports filed ...

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